Financial services law / edited by George Walker, Robert Purves ; consultant editor Michael Blair, QC.
Material type:
- 9780198793809
- KD1715 .F56 2018
Item type | Current library | Call number | Status | Barcode | |
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Zetech Library - Mang'u Campus General Stacks | KD1715 .F56 2018 (Browse shelf(Opens below)) | Available | Z012534 |
Includes bibliographical references and index.
REGULATORY STRUCTURE. 1: UK Financial Services Reform, George Walker. 2: Statutory Framework for UK Financial Services Regulation, Paul Kennedy. 3: European Financial Services, Jane Welch and Peter Parker. 4: International Agreements and Supranational Bodies, Deborah Sabalot. Part II
FINANCIAL SERVICES REGULATION. 5: The Prudential Regulation Authority and the Financial Conduct Authority, Robert Purves. 6: The FCA Handbook and the PRA Rulebook, Robert Purves. 7: Regulatory Processes
Authorisation and Supervision, Simon Gleeson. 8: Individual Accountability, Peter Snowdon and Simon Lovegrove. 9: Enforcement, Angela Hayes & Matthew Feehily. 10: Financial Redress
Complaints, Disputes, and Compensation, Alex Kuczynski, James Darbyshire, & Casey McGrath. 11: Listing and Public Offers, Julia Machin. 12: Market Abuse, Andrew Tuson. 13: Insider Dealing and Misleading Statements and Impressions, Andrew Tuson. 14: Money Laundering and Financial Crime, Peter Snowdon & Simon Lovegrove. 15: Financial Regulation in Commercial Disputes, Farhaz Khan & Jon Holland. Part III
FINANCIAL SECTORS AND ACTIVITIES. 16: Banks and Banking, George Walker. 17: Insurance Regulation, Noleen John, Maria Ross, and Laura Hodgson. 18: Wholesale Investment Firms, Etay Katz. 19: Retail Investment Firms, Gerard McMeel. 20: Home Finance Transactions, Robert Purves. 21: Consumer Credit, Eva Lomnicka 22: Collective Investment Schemes, Philip Hinks. 23: Islamic Financial Services, Andrew Henderson
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